Overview
Compliance Officer Jobs in Dubai, United Arab Emirates at Dolphin Markets
Title: Compliance Officer
Company: Dolphin Markets
Location: Dubai, United Arab Emirates
Key Responsibilities:
- Identifying compliance risks and advising on appropriate policies, procedures, systems, and controls.
- Documenting the organization, responsibilities and procedures of the Firm's compliance function.
- Ensuring compliance breaches are readily identified, reported, and acted on.
- Keeping senior management up to date on changes in relevant regulations and their implications.
- Preparing the Firm for risk assessment visits.
- Reviewing the Firm's marketing materials
- Processing applications for the registration and withdrawal of individuals
- Ensuring that employees receive training on what must or must not be done to ensure compliance
- Liaising with the regulator and ensuring all regulatory returns and ad hoc notifications are submitted on time
- Maintaining the Firm's regulatory files and registers
- Providing support and training to the group's Compliance Officer where applicable
Requirements:
- Minimum 3-5 years of compliance experience within Forex, CFDs, Financial Services, Banking, or FinTech.
- CMA License – Category 5
- Strong understanding of AML/CFT, KYC, and regulatory compliance requirements.
- Experience dealing with financial regulators and regulatory reporting.
- Excellent analytical, communication, and organizational skills.
- Professional certifications in Compliance, AML, Risk Management, or related fields are advantageous.
- Experience within a brokerage or trading environment is highly preferred.
What We Offer:
- Flexible working arrangement.
- Opportunity to work with a growing international brokerage.
- Competitive compensation based on experience.
- Dynamic and professional work environment.