Overview
Assistant Manager – Conduct Risk Compliance Jobs in Dubai, Dubai, United Arab Emirates at RAKBANK
Title: Assistant Manager – Conduct Risk Compliance
Company: RAKBANK
Location: Dubai, Dubai, United Arab Emirates
RAKBANK, also known as the National Bank of Ras Al-Khaimah, is a Public Joint Stock Company based in the United Arab Emirates (UAE). It was founded in 1976 and is one of the oldest banks in the UAE. The Bank operates within retail and corporate banking, offering a range of services including personal and business banking, credit cards, loans, investment services, and wealth management
As an Assistant Manager – Conduct Risk Compliance your role is to execute conduct compliance related procedures and take a lead on compliance projects in conformance with department standards, methodology, budgets, and deadlines (inclusive of planning, fieldwork, reporting, and wrap-up activities).
So, join us in co-creating the future of RAKBANK!
Job Description
Design and enforce ethical policies, frameworks, and declarations in line with organizational requirements.
Oversee CPF and conduct compliance from a second-line defense perspective, ensuring regulatory adherence.
Act as a key point of contact for reporting unethical practices, regulatory violations, and misconduct within the bank.
Prepare insightful presentations and MIS reports to support compliance oversight and decision-making.
Independently assess disclosure and customer-facing documents, providing constructive feedback to the Head of Conduct Compliance.
Support the review of new or updated products, services, and channels to ensure alignment with regulatory standards.
Maintain confidentiality and safeguard whistleblowers from retaliation, ensuring their anonymity and security.
Maintain detailed records and supporting documentation related to ethical policies and reported concerns.
Work closely with Risk and Compliance teams to escalate and address reported issues appropriately.
Provide necessary information and assistance during investigations, engaging with internal and external stakeholders.
Stay informed on whistleblower protection laws and relevant regulatory changes, ensuring ongoing compliance.
Manage multiple priorities, leveraging strong project management skills to define roadmaps and drive compliance initiatives.
Qualifications
Advanced degree in accounting, or similar related field is preferred.
Relevant compliance professional certifications are preferred (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE) etc.)
Minimum of 3 years’ experience in banking or financial services, with a focus on compliance and Conduct/Consumer Protection.
Big 4 experience is a plus.
Data-driven mind-set and experience in the manipulation, assessment, interpretation, and presentation of data to support a conclusion.
Demonstrated experience and competency in the assessment of risks and controls.
Strong written and verbal communication skills.
Ability to collaborate, influence, and communicate efficiently across audit teams
Additional Information
What’s In It for You
Pay for performance culture (Competitive and performance-linked compensation)
Diverse workforce and inclusive culture
Career development and growth opportunities by design
Work with the best minds in the field
Get opportunities to bring your whole self to the organization and perform to your best.